401(k) Financial Advisor Directory

Abound Wealth Management provides consulting services to 401k plans and assists small and mid size businesses with reviewing their current employer sponsored plans. Many times these plans are sold by investment and insurance companies and typically have high fees, limited and poor investment choices, and little to no education for employees.

Some of the services we offer include:

- Overall review of plan design based on the goal and objective you are looking to accomplish.

- Reviewing your current fund line-up, asset classes, and making recommendations for improvements.

- Review of overall plan cost including admin fees, fund fees, and your out of pocket costs.

- Developing an Investment Policy Statement.

- Quarterly fund review to assist you in meeting your fiduciary responsibilities.

- Educational presentations for your employees.

- Access to CFP® professionals to answer your employees’ investment related questions throughout the year, not a 1-800 number.

Fiduciary adviser that provides objective advise to help achieve client goals while maintaining maximum flexibility and control.

Our firm is founded on transparent, low-cost, client-first fiduciary advice. Our five step process for investment selection is intended to provide the prudent, comprehensive tools for plan participants to meet their financial goals.

Our training as a CERTIFIED FINANCIAL PLANNER also leads us towards taking the time to help individual participants to understand how their employer-sponsored retirement plan fits into the context of their lives.

We are fiduciary fee based advisors who specialize in providing customized solutions to our clients. We install and monitor 401(k), 403(b), 457 and defined benefit plans for our profit and non-profit clients.

The benefits of offering tax-deferred retirement savings plans for your employees are difficult to ignore. At Adviser Investments, we have years of experience providing advisory management to 401(k) plans. Our services for plans and their participants include: An initial evaluation, where we examine your existing plan and suggest improvements to the investment options as necessary; the creation and management of diversified portfolios within your plan suited for a range of investment objectives at varying levels of risk; and ongoing education on saving for retirement as well as opportunities for participants to discuss integrating their personal investments with their retirement assets in a comprehensive wealth-management plan.

AFS Advisors, LLC ("AFS") is a "fee-only" Investment Advisor registered with the Securities and Exchange Commission. With two decades of investment advisory experience, AFS combines sound strategy and intelligent ideas to position you to reach your investment objectives. AFS' advisory business involves two components: comprehensive investment management services for individuals, high net worth individuals, closely-held corporations, business entities, trusts and estates; and corporate consulting services for defined benefit, profit sharing plans and 401(k) plans.

Our firm was founded with a vision of bringing people closer to their goals, values and dreams. We treat our clients like family and follow a non-corporate agenda. We are a wealth advisory practice that provides a wide range of services to a select group of tech entrepreneurs and business leaders.

By having Anderson Financial Strategies as your Retirement Plan Advisers, your stakeholders will enjoy the benefits of boutique-level services. This means that both Plan Administrators along with Participants have a high level of access to your plan’s dedicated Advisory team, instead of only dealing with call centers or other support members.

We embrace serving as a fiduciary and will put our commitment in writing. Our focus is on providing unbiased, objective advice that is customized to fit your retirement plan’s needs.

As a client, you will be plugged into an "ecosystem" of financial advice that is designed to deliver confidence about your retirement plan’s benefits.

Our mission is to provide our clients with expert quality strategies and rapidly responsive service through an open honest relationship.

What would make your organization’s retirement plan successful? We help you design and run a plan that moves you toward those goals, is easy to work with, and is reasonably-priced for both business owners and participants. Services include benchmarking, employee enrollment and education, vendor selection and management, financial wellness, and ongoing plan reviews. We help you manage your fiduciary liability, keep costs competitive, and promote retirement readiness to participants. We also fix issues and mistakes from previous service providers so that plans get back on track. Services are available to one-person employers, startup plans, and larger existing plans.

In addition to plan consulting, we communicate with participants to help them take advantage of the plan and reduce discrimination testing failures. We offer virtual and in-person one-on-one meetings, group presentations, and individualized guidance for employees who want help planning for retirement.

Justin Pritchard, CFP, MBA, PPC is your main point of contact, with a strong network of additional professionals available to assist as needed. We provide fiduciary, fee based-services and can work under a flat fee, assets under management, or an hourly rate.

We offer video enrollment guides, webinars and one-to-one meetings depending upon your needs and price point.

As an independent insurance agency, Bachmann Financial Group, Inc. offers employee benefit packages designed to meet the requirements of your company and its employees. Our broad range of insurance and retirement options, available through a select group of insurance and financial companies, allows us to provide you with the competitive, cost-effective benefits essential in today’s business environment.

Our licensed insurance advisors and service staff strive to deliver outstanding service in the areas of corporate benefits, retirement plans, and business insurance, as well as individual insurance.

Barden Capital offers personalized investment management. Our solutions are tailored to each client's specific situations and goals.
The client's interests come first. Barden Capital is a fee-only firm. We do not accept commissions on any investments we recommend. We are on the client's side 100% of the time.
Barden Capital takes an analytical approach to investment management. We believe financial decisions should be based on objective criteria, not on opinions, guesswork, or the latest media stories.

Bell Wealth Management designs low-cost 401(k) plans to help companies attract and retain the best employees, while providing maximum deferral benefits to owners and senior management. Our goal is to simplify and democratize the 401k landscape by providing best in class retirement plans to small and medium-size businesses in Central Texas.

Consumer Friendly

Biechele Royce is a full service wealth management firm with over 200 million under management and approximately 400 clients. The firm also serves as a plan advisor for approximately 35 retirement plans.

Our model portfolios have, to date, substantially outperformed their Morningstar benchmarks on both an absolute return and net of fees return basis. Our Plans are not "off the shelf;" rather, they are custom built to your needs. We stand behind our Plans, and accept responsibility to serve as the Plan co-fiduciary with the Plan Sponsor. Client rave about access to our personal financial advice. Our fees are fully transparent and modest; and we accept no "soft dollars" or other compensation to offer less than optimal investments. Please see www.bluemapcapital.com and scroll the drop down menus for Testimonials. Thank you.

My goal is to work with plan sponsors and participants in a manner that puts their financial interests ahead of everything else.\n\nThis means using cost-effective methods of allocating plan costs, monitoring the investment menu to ensure the investments are "earning their pay," and doing the leg work to keep plan sponsors in compliance with the regulatory maze that seems to grow more complicated on a daily basis.\n\nI closely watch your plan's investment menu, and, depending upon the breadth of the investment menu, may require that plan investment menus change over time.

Blueprint Financial Strategies ("BFS") is a registered investment adviser offering advisory services in the State(s) of Connecticut and in other jurisdictions where exempted.

Bright Road Wealth Management is an independent, fee-only Registered Investment Advisor.

Since inception, Broad Street Capital Advisors has set the standard for investment and fiduciary counsel throughout the Southeastern United States. We take great pride in two characteristics that differentiate our firm from others: absolute absence of the conflicts of interest in money management selection and the highest possible standard of accountability. At Broad Street, we proudly affirm and formerly attest our fiduciary obligation to our clients in providing the highest level of investment advice and fiduciary counsel. We are headquartered in Athens, Georgia and have additional branch office in Macon, Georgia with clients all over the southeast.

Broad Street Capital Advisors, LLC is a Registered Investment Advisor registered with the SEC under the Investment Advisor Act of 1940. As such, we proudly affirm and formerly attest our fiduciary obligation to our clients in providing the highest level of investment advice and fiduciary counsel. Our advisors are equipped with the systems, research and tools to provide clients with the best possible outcome for their needs. Known for combining high quality service within a culture of fiduciary responsibility, BSCA has become one of the region’s leading investment and fiduciary consulting firms. The founding principals of the firm, originally with Shearson Lehman Brothers consulting service group, bring a combined 56 years of experience in the institutional investment consulting arena. At Broad Street, our clients enjoy a consistent and direct relationship with a dedicated service team of professionals.

Calvary Wealth provides consulting services to 401k plans and assists small and mid size businesses with reviewing their current employer sponsored plans. Many times these plans are sold by investment and insurance companies and typically have high fees, limited and poor investment choices, and little to no education for employees. Some of the services we offer include:\nOverall review of plan design based on the goal and objective you are looking to accomplish\nReviewing your current fund line-up, asset classes, and making recommendations for improvements\nReview of overall plan cost including admin fees, fund fees, and your out of pocket costs\nDeveloping an Investment Policy Statement\nQuarterly fund review to assist you in meeting your fiduciary responsibilities\nEducational presentations for your employees\nAccess to CFP® professionals to answer your employees’ investment related questions throughout the year, not a 1-800 number

Calvary Wealth provides consulting services to 401k plans and assists small and mid size businesses with reviewing their current employer sponsored plans. Many times these plans are sold by investment and insurance companies and typically have high fees, limited and poor investment choices, and little to no education for employees. Some of the services we offer include:\nOverall review of plan design based on the goal and objective you are looking to accomplish\nReviewing your current fund line-up, asset classes, and making recommendations for improvements\nReview of overall plan cost including admin fees, fund fees, and your out of pocket costs\nDeveloping an Investment Policy Statement\nQuarterly fund review to assist you in meeting your fiduciary responsibilities\nEducational presentations for your employees\nAccess to CFP® professionals to answer your employees’ investment related questions throughout the year, not a 1-800 number

We focus on helping the employer find the best value and provide exceptional support.

Utilizing an organized process, we focus on the three main pillars of a retirement plan - helping you achieve a desired result of Fiduciary Excellence. \nThe 3 pillars are:\n1. Fiduciary Risk Management\n2. Plan Investment Opportunities\n3. Employee Education Utilizing an organized process, we focus on the three main pillars of a retirement plan - helping you achieve a desired result of Fiduciary Excellence. \nThe 3 pillars are:\n1. Fiduciary Risk Management\n2. Plan Investment Opportunities\n3. Employee Education

As an independent registered investment advisor, CapSouth 401k Consultants provides plan design guidance, investment advisory services, and employee education. We guide you through plan design issues, establishing a plan that is the right fit for your company and your employees. Our staff will help you make sense of the numerous fees involved, and determine the reasonableness of costs associated with your plan. We help you keep abreast of the constant changes in regulatory oversight, and assist with the governmental requirements of fee disclosure to your plan participants. From creation to administration to participant education and communication, CapSouth 401k can help make your corporate retirement plan a successful asset to your business.

We offer personal service not only to the Sponsors, but also to the Participants. We enjoy educating both the Participants to help them reach their goals. For the Plan Sponsor, we are a partner to lessen their burden and let them do what they do best in their business.

Centurion Advisory Group serves successful individuals and business owners who choose to live on purpose. We bring our perspective and processes to bear on strategies which help them build wealth, transfer assets and values across generations, give to causes meaningful to them and their families, reduce their tax bill, and allow them to invest in ways which align with their values.

Century Wealth Management offers Retirement Plan Advisory Services to small and medium size businesses wanting to run their plans more efficiently, reduce expenses, manage their fiduciary liability, achieve better investment results, and increase employee participation.

Securities and Advisory Services offered through Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser.

Chandeleur is a private, fee-only financial consulting firm focused on individual wealth management and retirement plan consulting.

As retirement plan financial professionals, we focus on more than investments. We also help educate your employees, facilitate the interactions between you and your service providers, and assist you with the plan’s design. We join with you to reach your ultimate goal—the retirement readiness of your employees.

We can assist you with your responsibilities in the following areas:

• Plan goals and objectives — we can help establish clear goals for the plan as well as strategies for reaching these objectives.
• Plan vendors and fees — when you are considering different vendors, we can help you evaluate their services and the reasonableness of their fees. 
• Employee education — when employees are engaged in the learning process, they are more likely to make good investment decisions. We can help educate them in a way that encourages action. 
• Plan and service support — a plan requires specialized services from multiple providers. We can assist with the coordination of these services, helping the plan run smoothly.
• Plan design consulting — we can consult with you about plan design elements that may help increase participation and savings, thereby helping employees become successful retirees. 

Chicago Wealth Management Group is a local team of financial advisors affiliated with Cetera Advisor Networks which is part of Cetera Financial Group with over 8,000+ advisors. We provide advanced investment strategies, retirement plans and additional financial services to individuals, families, companies and non-profits nationwide. Investment Advisor Representative and Registered Representative offering advisory services and securities through Cetera Advisor Networks LLC, a broker/dealer and a Registered Investment Adviser member FINRA/SIPC.  Cetera is under separate ownership from any other named entity.

Clarity Capital Advisors charges a flat-fee for our ERISA 3(38) or ERISA 3(21) services. We enjoy working with our plan sponsor clients to ensure their employees have the best opportunity to save for a comfortable retirement. We serve clients nationwide. Let's get started.

We are a wealth-management firm, based in Oregon, with offices in Portland and Bend, serving individuals, families, business owners, executives and institutions. Our team provides the highest level of service for our local and national clients in financial planning and investment management.

With Clear Resource, we guide business owners through the process of retirement-plan design, installation, and ongoing support. It’s our job to understand the complexities of your situation, and your retirement plan is designed with your personalized goals in mind.

Fiduciary services offering low cost investments, model portfolios, and transparent pricing.

Colton Groome & Company has been providing trusted financial solutions to business owners, medical professionals, retirees, families and individuals since 1950. Whether you need comprehensive financial guidance, life insurance strategies, corporate retirement plan management or investment advisory services, our team of expert advisors works closely with you to deliver an integrated plan that makes you more confident about your financial future so you can enjoy a better life.

Educating plan sponsors and participants on their 401(k) plan is the cornerstone of our organization.

We are located in Durango, Colorado and have been independent, fee-only advisors for over 14 years. See our website at www.compfinancial.com for more information.

Cross Financial Strategies will help you manage your defined contribution plan and\nmitigate potential fiduciary risk so that you can focus on managing your organization. \n\nOur Retirement Plan Consulting Service can act as a co-fiduciary to your plan. This higher\nlevel of trust, obligation, and responsibility requires us to act in an independent,\nunbiased, and objective manner. We will help you ask the right questions, understand complex fee \nstructures, and implement a formal investment monitoring process.

We believe passionately that a 401(k) plan should provide participants (employees) a chance to retire in dignity and be a benefit in every sense of the word.

We love working with great people, that’s what makes our job fun and exciting! When we partner with you and your organization, we strive to be good stewards and help you and your employees be better prepared for retirement. \n\nCypress Wealth Management is a fee-only firm who serves our clients in a fiduciary capacity. Serving as co-fiduciaries we assume responsibility for many aspects of the plan while helping you stay in compliance with world-class fiduciary standards. \n\nWe are fanatical about controlling and disclosing costs, since you need to know exactly what your retirement plan is costing your company and your employees. \n\nFinally, we a proud to bring the “wealth management experience” to your retirement plan. We build custom plans from an unlimited choice of investment options to help meet your organizations specific needs, just like we do for our private wealth management clients. We provide model portfolios and offer face-to-face, personal guidance to plan participants.

We work with, and encourage plan sponsors to utilize, when appropriate, professional compliance entities such as those who provide services such as: ERISA \n3(16), 3(21) and \n3(38) services. Additionally we believe strongly in obtaining investment options at the lowest possible cost to plan participants.\nFinally, our services are two-fold, to provide overall design and implementation assistance to plan sponsors and to provide meaningful education and enrollment assistance to participants.

The fact that we operate on a fee-only basis is a major consideration for most clients. This means that at Day & Ennis, you pay no commissions on sales of securities or insurance. Since we have no vested interest in selling you anything, you can count on unbiased financial advice.

Direct Retirement Solutions specializes in retirement plan consulting and advisory services always serving as an ERISA fiduciary. Our fully disclosed and transparent fee model with no conflicts of interest puts us on the same side of the table as our clients. We are experts at plan design & management, vendor & platform selection, fiduciary investment managment, fiduciary governance & stewardship and participant education and advice. Everything coordinated by one team - so you know who to count on.

Specializing in individual participant advice.

Envision Asset Management is a Registered Investment Advisor in Plantation, Florida. We provide high level investment services for corporate executives, professionals, business owners, retirees and others. Our aim is to preserve and build your wealth by managing risk and optimizing returns. Our only loyalty is to you, our client, and we provide full disclosure of any conflicts. We act as a fiduciary.

ESI Financial Services provides comprehensive financial planning, tax and investment advisory services for individuals, families and small businesses.

Everhart Advisors is a corporate retirement plan consulting and investment advisory firm focused on helping employers build, maintain, and enhance 401k plans. As a trusted co-fiduciary, we define success as participants achieving retirement preparedness, while limiting the liability exposure to the plan sponsor. We deliver a comprehensive suite of services including: fiduciary compliance, investment due diligence, participant education and advice, plan design, cost control, and fee transparency. It is our mission to help people achieve financial security.

Everspire helps business owners optimize their company’s retirement plan. We will evaluate your current 401(k) plan, help you understand your duty as a fiduciary, and suggest changes that will reduce your liability and make your plan more ethical and affordable.
High cost plans with poor investment options put employers at risk. It is not unusual to see funds that are 15 - 20 times more expensive than quality alternatives. We are often able to cut overall costs by more than 50% and return that money to you and your employees. In the process we also improve the quality of the investment choices and remove conflicts of interest and risk to your company.
After onboarding, we continue to monitor plan costs, review investment options quarterly, educate employees through presentations and one-on-one meetings, and make ourselves available to answer employees’ investment questions throughout the year.
Contact us and we will help you turn your company’s retirement plan from a distraction into a tool that drives recruitment and retention.

Please refer to our website fairviewfinancial.com

We are a small firm dedicated to providing professional and cost effective advice to our clients.

Your retirement plan and participants should have an objective, un-biased advisor who has had 18 years in the industry working for a mutual fund company, regional bank and retirement consulting firm. Your needs for the plan are reviewed, along with fees, investments and education on the plan sponsor and employee level.

First Bankers Trust Services, Inc has over 50 years of experience as a trustee and advsior in providing employee benefit services to plan sponsors nationwide. We tailor our services to your plan, as every plan is different. Let us guide you through complex issues and rules.

Fleming Capital Partners is an independent investment advisory and retirement plan consulting firm. We are headquartered in Lincoln, Nebraska with offices in Chicago, IL. \n\n"Our mission is to continually increase the wealth of our partners while managing the risks inherent in the pursuit of these interests… We seek these opportunities with determination, passion and discipline."

Single employee business

Special focus on 401k plan design and support for professionals and owners of privately held companies.  With the proper planning and customized plan provisions, business owners can maximize the plan benefits provided to them.

Fragasso Retirement Plan Advisors focuses exclusively on employer-sponsored retirement plans. We deliver comprehensive plan objectives. As a fiduciary consultant, the guidance that we provide to plan participants and sponsors takes a complex world and it makes it easy to understand without concern for proprietary products or guidance that does not fit your organization’s goals.

We work with small businesses, professionals, high net worth individuals and corporate employers to develop a comprehensive, custom-built strategy to help them pursue their financial goals.

Gerstemeier Financial Group, LLC offers financial planning, investment management, and income tax preparation services for individuals, small businesses, charities, and corporate retirement plans. The firm was created to provide customized solutions to meet the goals and objectives of our clients. We recognize that in today's fast paced and complex world, there are no easy solutions to the concerns and issues we face in our financial lives.\nUnlike most financial advisory firms, we work on a Fee-Only basis. We receive no commissions or other types of compensation for any investment, insurance, or other financial products we recommend to our clients. We believe financial advisors that are compensated by commissions from product sales have an inherent conflict of interest.

Glasgow Partners, llc is a unique investment advisory firm that specializes in fixed income and self-directed 401k retirement plans, primarily for credit unions and small to mid-sized businesses. Our advisers work closely with clients to build effective portfolios and diversified fund offerings for their plans.

Gold Medal Waters is an independent fee-only financial planner and registered financial advisory firm that has developed a specialty in serving the unique challenges and goals of medical professionals and their families - such as physicians and dentists - as well as clients who have significant assets and complex planning needs.

Greenlight Retirement Plan Consultants is dedicated exclusively to helping retirement plan administrators and plan fiduciaries (our clients). We analyze, create, implement, provide on-going investment due diligence and cost monitoring services, educate, and advise employers on their employees' retirement plan. That is our expertise and it is all we do. As co-fiduciaries, we always act in the best interest of plan participants and strive to save our clients time and money.

We start by doing a thorough and complimentary cost and investment analysis of your organization's current plan. After we present our findings, you can then decide if you would like to hire us as your ongoing consultant.

As the former Director of Investment Strategies of one of the country's largest retirement plan providers, our founder, Ian Green, CFA, has analyzed and created hundreds of investment menus for clients large and small all over the country. Please visit our website for a better understanding of our background and experience.

Companies hire us to build a retirement plan they’re proud of and that their employees love. We do it by providing (k)larity® to help plans make better fiduciary decisions so they’re confident they’re doing the best possible job for employees who depend on them for retirement security. (k)larity® creates confidence that allows you to focus on your business, not your plan, through three disciplines:

1. Fiduciary oversight A comprehensive fiduciary process helps your company avoid potential litigation, going beyond investments to include committee oversight, fiduciary training, fees, plan design, and vendor management. Proprietary tools and methodologies, (k)larity Quotient®, Fiduciary U™ and FeeMetri(k)s™, help you identify and correct shortcomings in your plan. Extensive experience with compliance and ERISA matters helps us advise clients on a broad range of technical issues. We also commit to an annual plan review to ensure you’re on track to meet your goals, that the strategies to achieve them are still working, and that the measures of success we’ve defined together are still relevant.

2. Service by an experienced, credentialed team We have six CFP®, four AIF®, two CRPS® and a CFA on staff. You can be confident your questions will be answered and your issues resolved by knowledgeable people with the facts. You won’t be left uncovered because we assign multiple professionals to your account, all of who know and understand your plan. Our focus on corporate retirement plans gives us huge opportunities to learn; we know what works and what doesn’t. It adds up to satisfied clients. In 2018 we were a PLANADVISER Top 100 Retirement Plan Adviser for the second time and named the 2018 PLANSPONSOR Retirement Plan Adviser of the Year Award in the Small Team category. A client was also one of three finalists for PLANSPONSOR 2018 Plan Sponsor of the Year.

3. Personalized participant advice We act as a fiduciary to your employees, always working in their best interest and giving them unbiased, objective advice. Your employees have access to a CFP® as their dedicated point of contact. S/he gets to know your employees and can respond quickly to questions or issues. We also address individual participants, document interactions to provide fiduciary protection, and help improve participant outcomes with four powerful digital planning tools: an easy-to-use budgeting tool, a debt management tool, a robust retirement analysis and stress testing tool, and a risk analytics platform.

Our primary business is serving our 401k/profit sharing plan clients and participants. Approximately 85% of our business is related to 401k/profit sharing plans. We pride ourselves in bringing the company sponsored retirement plan directly to the participants in a cost-effective way.
We aid the plan sponsor in the establishment of new plans and amendments and help in the ongoing monitoring of plan investments for existing plans. We assist the individual participants in making the proper choices for investment allocation and deferral amounts; and in the one-on-one periodic review of their retirement account, to help them toward their retirement goals. We aim to create a long-term relationship as their trusted advisor.

Securities and Advisory Services offered through Cadaret, Grant & Co., Inc. Member FINRA/SIPC. Guzzetta Financial Associates and Cadaret, Grant are separate entities.

It’s always about the people. That’s what most exciting. We get to partner with great people and organizations who want to be good stewards and help their employees be better prepared for retirement.\nHardy Reed is a CEFEX Certified, independent, fee only, SEC registered fiduciary consultant and retirement plan services firm providing - Objective Fiduciary Guidance. Our team of fiduciary consulting and retirement plan services professionals provides objective guidance to institutions such as retirement plan administrators. \nHardy Reed has earned the Centre for Fiduciary Excellence (CEFEX) Certification. According to CEFEX, "Hardy Reed is among the first Investment Advisors globally to successfully complete the independent certification process. Through CEFEX's independent assessment, the certification provides assurance to investors that Hardy Reed has demonstrated adherence to the industry's best fiduciary practices. This indicates that Hardy Reed's interests are aligned with those of investors." \nThe Retirement Plan Services Division provides consulting services to Retirement Plan Sponsors assisting them with their plan fiduciary governance including plan fee benchmarking, investment, and service provider selection and monitoring. Hardy Reed's Fiduciary Assessment provides evidence of how well an investment steward demonstrates organizational conformity with the Global Standards of Fiduciary Excellence as established by the Center for Fiduciary Studies.

Harvest can serve as the investment advisor for your 401k plan. In this role, we can assist your management team with its fiduciary responsibilities by providing advice on fund options. Because we are completely independent, we have no limitations on finding and recommending what we determine are the best options for your plan. Additionally, because our compensation is not tied to selling any products, you can be assured that our advice will be free of any conflict and be solely based on what we conclude is best for the company and its employees.\n\nHarvest can also provide advice to the plan participants. For many individuals, their 401k balance represents one of their largest assets, yet they are often not provided with specific, actionable advice. Harvest believes everyone should receive the support they need to make the most out of their 401k investment.

Heber Fuger Wendin is an independent, fee-only financial advisor and investment counsel firm founded in 1934 with $4.6 billion in assets currently under management. Heber is one of the oldest, most well-established SEC-registered investment advisory firms in the United States.

HHM Wealth engages business owners, plan sponsors and plan trustees to help design, implement and manage their company’s 401(k) / Profit Sharing retirement plan. The primary goal of this engagement is to ensure the plan design is optimally positioned for the changing workforce while maintaining ERISA compliance. HHM Wealth brings more than 40 years’ of experience in Retirement Plan Consulting to bear for clients including the CFP® and AIF® (Accredited Investment Fiduciary). A general outline of the services HHM Wealth provides can be found on our website.

We help clients utilize their unique resources to live their best financial life

Inspired Financial Planners helps small and medium-sized businesses start and maintain their employer-sponsored retirement plan. We offer customized services tailored to meet your specific needs. Our services are always provided with the experience and expertise of a CFP professional, some of which include:

• We act as a liaison between all moving parts of the plan - Plan Sponsor, TPA, Recordkeeper, custodian, payroll provider, CPA, etc.
• Meet with participants individually at least twice per year on-site or virtually
• Provides general financial & investment education to participants on an as needed basis
• Manages investment options within the plan
• Keeps up with participant eligibility
• Notifies newly-eligible participants and enrolls in the plan
• Sends out required annual notices to participants
• Conducts periodic contribution review
• Provides guidance to Plan Sponsor
• Meets with Plan Sponsor annually to review investments and plan design
• Facilitates participant distributions
• Rebalances participant accounts upon request
• Follows up with TPA/Recordkeeper on outstanding items
• Stays current on new laws and regulations

I have nearly 40 years of experience in the financial services industry

ICM will serve as a fiduciary…we assume responsibility for many\naspects of the plan and bring it into compliance with world-class\nfiduciary standards.\n We control and disclose costs...employers need to know exactly\nwhat their retirement plan benefit costs the company and its\nemployees.\n We give face-to-face, personal guidance to plan participants...\nnot once a year, not quarterly, but ongoing and as needed.\n We custom-build plans...from an unlimited choice of investment\noptions to meet the company’s specific needs.\n We employ a rigorous due diligence process...to select and monitor\nfunds within the plan.\n We provide local support...from enrolling new employees to\nanswering day-to-day questions.

The Investors CHOICE 401(k) Program was designed and developed by Investors Asset Management of Georgia, Inc., a Registered Investment Advisor since 1988. Our program is the Plan Sponsor’s trend-setting solution for simplifying and modernizing existing corporate 401(k) plans.

As a Registered Investment Advisor, we become a either a 3(21) or a 3(38) fiduciary with the Plan Sponsor and thus reduce Plan Sponsor fiduciary liability.

Investors CHOICE 401(k) suggests a unique fund lineup composed primarily or entirely of low-cost index funds and ETF's because we believe their use leads to significantly enhanced participant returns. Fees and expenses are fully disclosed and do not include revenue sharing or 12b-1 fees, thus reducing the occurrence of prohibited transactions or conflicts of interest.

We manage five risk-based portfolios composed of name-brand index funds and ETF's for those participants that wish to have their funds managed for them. These portfolios have a very strong track record over the last eight+ years.

We are a SEC-registered fee-only RIA that offers a true “open architecture” 401(k) platform. Our services include ERISA Fiduciary investment management, plan design, participant support, and Plan Sponsor support. Our fee structure was designed with plan participants in mind. We charge a flat-fee per participant fee and NOT a percentage of assets under management.

Jackson Financial Management is a Financial Planning Company that also provides retirement plan consulting and investment advisory services. Our sponsors' plans range in size from 50 employees to over 200, with plan assets exceeding $20MM. Plans include straight 401(k) plans to more complex, new comparability plans and those that include profit sharing and cash balance options. We are client service focused and provide one-on-one meetings with participants, whether line-workers or executive management.

Jim MacKay Financial Planning was built from the ground up with you in mind.\nWe want to be easy to work with. \nTo do this we:\nMake our services available to anyone, regardless of their net worth or investment portfolio. \nUse the latest technology so we can work with you from just about anywhere. \nUse a simple and straightforward fee structure\nEnjoy teaching as much as you want to learn.\nAlways speak to you in plain English.

We are an asset based - fee only investment adviser.

Tony is President of KerberRose Wealth Management, LLC. Tony specializes in private and public sector retirement plans (401(k), 403(b), 457, etc.). In addition, KerberRose Wealth Management, LLC provide investment management services for individuals, non-profits and corporations.

Ryan Keshemberg, CFP is founder of Keshemberg Advisory. An independent flat fee financial planning company helping dentists and physicians nationwide navigate the financial world. Ryan strives to make the most of his time and can be found traveling the world, lecturing about personal finance, and trying to keep life simple.

Robert is 100% independent and has 24 years of exclusive experience consulting for company-sponsored retirement plans. He serves as an investment fiduciary to your retirement plan with absolutely no proprietary fund requirements. Robert has a unique background with expertise in Plan administration, employee education, and investments.